Tradu is a new multi-asset global trading platform and is part of the Stratos group of companies. Tradu, built by traders for traders, provides the most sophisticated traders with a serious platform that allows them to move easily between asset classes such as stocks, CFDs and crypto, depending on the regulations that govern the trader’s market.

At Tradu, we believe that talent knows no borders. We are a team of 650+ multilingual people around the globe. Our commitment to diversity, inclusion, and innovation extends across continents, creating a dynamic blend of skills and experiences that drives our success.

As a Compliance Associate, you will be responsible for conducting the day-to-day operations and activities of the company’s Central Compliance team in accordance with applicable laws, regulations and internal standards.

Principal Duties & Responsibilities including but not limited to:

• Review and approve financial promotions (marketing materials, advertising campaigns, website content, email marketing, social media campaigns) and client communication to ensure they comply with global regulatory requirements
• Review and assess compliance incidents and breaches and provide timely escalations to Management, where necessary
• Provide timely guidance and advice to business stakeholders
• Coordinate with Global Compliance Department & monitor standard business activities, functions and practices to ensure compliance with regulations and policies
• Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control
• Prepare internal (e.g. Management information/compliance incidents) and external (e.g. regulatory submissions) reports
• Assist in maintenance and administration of workload through the Compliance ticketing system
• Support the overall team function, including special projects, as assigned

Critical Knowledge, Skills & Experience

• At least 1-3 years relevant Compliance Experience is required
• Understanding of FCA and ESMA rules, MiFID II regulatory requirements and other relevant regulations or industry standards
• Knowledge of OTC products, including CFDs and spread bets, is a plus
• Fluency in written and spoken English is essential

Hours: 40 hours/week - Monday to Friday. Hybrid: 3 days in-office.

Contract type: Labor contract with Stratos Support EAD

If you are interested in this position, please send us your CV in English.

Only short-listed candidates will be contacted for an interview.